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Policy-as-Code
/FR 2052a Referencev2025-02-26
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I.O.5·Inflows: Other

Lock-up Balance

Definition

Refers to inflows related to broker-dealer segregated accounts, as set forth in the LRM Standards.

Refers to inflows related to broker-dealer segregated accounts, as set forth in the LRM Standards. The I.O.[Maturity Bucket] value must reflect the date of the next scheduled calculation of the amount required under applicable legal requirements for the protection of customer assets with respect to each broker-dealer segregated account, in accordance with the reporting entity’s normal frequency of recalculating such requirements.

Applicable fields: product, sub_product, counterparty, maturity_bucket, currency, market_value, reporting_entity.

LCR Rule Mapping

§249.33(e)·100% rate

Broker-dealer segregated account inflow — 100% inflow

Module: Inflows·Weight: 1
confirmed

Based on FINOS Morphir LCR sample (2014 final rule / 2019 FR 2052a). Status indicates mapping confidence vs. the 2025 form.

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Version History

2025-02-26

Current version