Forward Asset Purchases

Refers to transactions involving the purchase of securities that have been executed, but not yet settled; and for which the settlement contractually occurs outside the period of time (after the trade date) generally established by regulations or conventions in the marketplace or exchange in which the transaction is being executed (i.e., not a regular-way security trade). Use the 10 Report U.S. and foreign currency and coin owned and held in all offices of the consolidated holding company; currency and coin in transit to a Federal Reserve Bank or to any other depository institution for which the reporting holding company’s subsidiaries have not yet received credit; and currency and coin in transit from a Federal Reserve Bank or from any other depository institution for which the accounts of the subsidiaries of the reporting holding company have already been charged. [Forward Start Amount] and [Forward Start Bucket] fields to indicate the settlement amount and settlement date of the securities purchased. These transactions must also be included in the calculation of products I.O.7: Net 30-day Derivative Receivables and O.O.20: Net 30-day Derivative Payables. Report failed settlements with a [Forward Start Bucket] value of “Open”.