Unsettled Asset Purchases

Refers to transactions involving the purchase of securities that have been executed, but have not yet settled; and for which the settlement contractually occurs within the period of time (after the trade date) generally established by regulations or conventions in the marketplace or exchange in which the transaction is being executed (i.e., regular-way security trades). Use the [Forward Start Amount] and [Forward Start Bucket] fields to indicate the settlement amount and settlement date of the securities purchased. Report failed settlements with a [Forward Start Bucket] value of “Open”.